-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nftcc2xkVnIHSX1QHjy8SzNYbaTZqQ4p9ma2cyMJI9uQ8XauoruFJOjU18qHur8E 3UoQtMwNd5o0tuyBhJug/Q== 0001144204-11-001032.txt : 20110106 0001144204-11-001032.hdr.sgml : 20110106 20110106161356 ACCESSION NUMBER: 0001144204-11-001032 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110106 DATE AS OF CHANGE: 20110106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38840 FILM NUMBER: 11514455 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bruce & Co., Inc. CENTRAL INDEX KEY: 0001358331 IRS NUMBER: 363481448 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 236-9160 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 v207505_sc13g.htm Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC  20549
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
 
initial
 
C&D Technologies, Inc.

(Name of Issuer)
 
Common Stock, $0.01 par value
(Title of Class of Securities)
 
124661109

(CUSIP Number)
 
January 5, 2011

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
x
Rule 13d-1(b)
o
Rule 13d-1(c)
o
Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
 
 
1


SCHEDULE 13G
 
CUSIP No. 124661109
 
 
1.
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Bruce & Co., Inc.*
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a)
o
 
 
(b)
o
 
 
3.
SEC Use Only
 
 
4.
Citizenship or Place of Organization
Illinois
 
 
 
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
 
5.
 
Sole Voting Power
58,122,789 shares
 
6.
Shared Voting Power
 
 
7.
Sole Dispositive Power
58,122,789 shares
 
8.
Shared Dispositive Power
 
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
58,122,789 shares
 
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
 
 
11.
Percent of Class Represented by Amount in Row (9)
10.98%
 
 
12.
Type of Reporting Person (See Instructions)
IA
           
 
2


 
Item 1.
 
(a)
Name of Issuer
C&D Technologies, Inc. (the “Issuer”)
 
(b)
Address of Issuer’s Principal Executive Offices
1400 Union Meeting Rd.
Blue Bell, PA 19422
 
Item 2.
 
(a)
Name of Person Filing
Bruce & Co., Inc.
 
(b)
Address of Principal Business Office or, if none, Residence
20 North Wacker Dr., Suite 2414
Chicago, IL 60606
 
(c)
Citizenship
Illinois
 
(d)
Title of Class of Securities
Common Stock, $0.01 par value
 
(e)
CUSIP Number
124661109
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
(e)
x
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)
o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
(h)
o
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
 
3


 
Item 4.
Ownership*
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
 
 
(a)
 
Amount beneficially owned:  58,122,789
 
 
 
 
(b)
 
Percent of class:  10.98%
 
 
 
 
 
(c)
 
 
Number of shares as to which the person has:
 
 
 
 
 
 
 
 
(i)
 
Sole power to vote or to direct the vote:  58,122,789
 
 
 
 
 
 
 
(ii)
 
 
Shared power to vote or to direct the vote: -0-
 
 
 
 
 
 
 
 
(iii)
 
Sole power to dispose or to direct the disposition of:  58,122,789
 
 
 
 
 
 
 
(iv)
 
 
Shared power to dispose or to direct the disposition of:  -0-
 
*  Bruce & Co., Inc., an Illinois corporation and registered investment adviser under the Investment Advisers Act of 1940, is filing this Schedule 13G in its capacity as the investment manager for Bruce Fund, Inc., a Maryland registered investment company, and other clients. In connection with the registered exchange offer, the Reporting Persons received 3,962.18 Shares for each $1,000 in principal amount of its 5.25% convertible senior notes due 2025 that had a face value of $6,639,000. The Reporting Persons also received 3,959.91 Shares for each $1,000 in principal amount of its 5.50% convertible senior notes due 2026 that had a face value of $8,035,000.
 
Item 5.
Ownership of Five Percent or Less of a Class
Not applicable
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
Not applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not applicable
 
Item 8.
Identification and Classification of Members of the Group
Not applicable
 
Item 9.
Notice of Dissolution of Group
Not applicable
 
Item 10.
Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
4


SIGNATURE
 
After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certify that the information set forth in this Statement is true, complete and correct.
 
Dated as of this 6th day of January, 2011.
 
BRUCE & CO., INC.
 
 
/s/ R. Jeffrey Bruce
 
By:
R. Jeffrey Bruce
 
Title:
Vice-President
 
 
 
 
5

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